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SECURITIES AND EXCHANGE COMMISSION March 8 …

WebDue to a planned power outage on Friday, 1/14, between 8am-1pm PST, some services may be impacted. Websecurities to the Real-Time Transaction Reporting System (RTRS) in the manner prescribed ... (MSRB) Rule G-14 RTRS Procedures and the RTRS Users Manual. The firm failed to report information about such transactions to an RTRS Portal within 15 minutes after trade time. (FINRA Case #2015047655301) Barclays Capital Inc. (CRD #19714, New York, New ... programs where you can live abroad

180 of 1 88 EXHIBIT 5 Rule G -14: Reports of Sales or Purchases

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